Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Douglas Hartley | 2658276 | 2 | 02/21/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger Daniel Follis | 2653439 | 2 | 02/21/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Wells van Pelt | 453276 | 1 | 08/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Elliot Hirsh | 1226203 | 1 | 01/27/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jean Kelly Coulanges | 7410568 | 1 | 01/27/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Jane Tavel | 2281961 | 1 | 10/17/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marc Layne Lowell | 1866525 | 1 | 10/14/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Steven Choman | 2408611 | 1 | 09/24/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard William Vincent | 1091826 | 1 | 02/05/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jean Pier Suarez | 6329461 | 1 | 09/23/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |