Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Philip Ian Smolowitz | 2640635 | 2 | 02/05/2013 | Customer Dispute | Award / Judgment | $33,589.70 | $3,235.61 | See FINRA Report |
| Arthur Willard Lewis | 1438899 | 2 | 03/20/2007 | Customer Dispute | Award / Judgment | $1,000,000.00 | $24,883.20 | See FINRA Report |
| Lawrence Thomas Tulenko | 2254239 | 2 | 01/12/2006 | Customer Dispute | Award / Judgment | $426,929.00 | $467,000.00 | See FINRA Report |
| Charles Henry Garrido | 1191231 | 2 | 02/03/2004 | Customer Dispute | Award / Judgment | $1,160,000.00 | $777,062.00 | See FINRA Report |
| Lance Mitchell Kluger | 2834335 | 9 | 05/09/1999 | Customer Dispute | Award / Judgment | $12,000.00 | $2,950.00 | See FINRA Report |
| Charles Joseph Parisio | 707201 | 1 | 11/10/1994 | Customer Dispute | Award / Judgment | $8,145.15 | $8,000.00 | See FINRA Report |
| Eric John Logan | 1024869 | 1 | 06/07/1994 | Customer Dispute | Award / Judgment | $0.00 | $442.00 | See FINRA Report |