Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matt Ward | 2075525 | 3 | 02/07/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Keith Dietz | 731241 | 2 | 12/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry A Mills | 839219 | 2 | 07/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carmelo John Cataudella | 6147542 | 5 | 10/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carmelo John Cataudella | 6147542 | 5 | 09/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carmelo John Cataudella | 6147542 | 5 | 09/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carmelo John Cataudella | 6147542 | 5 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carmelo John Cataudella | 6147542 | 5 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Richard Margolies | 2508047 | 2 | 09/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Francis Xavier Schiavetti | 862923 | 7 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |