Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Sue Miller | 4749366 | 1 | 09/30/2015 | Customer Dispute | Withdrawn | $8,149.12 | $0.00 | See FINRA Report |
| Kimberly Ann Giannone | 2411708 | 3 | 05/20/2003 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Rudolf Alexander Fernandez | 1107499 | 1 | 08/07/1998 | Customer Dispute | Withdrawn | $24,500.00 | $0.00 | See FINRA Report |