Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harrison Nathaniel Greene | 5811754 | 1 | 06/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 03/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 09/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tonya Michelle Carros | 3088296 | 1 | 05/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Lea Englert | 5851784 | 1 | 04/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ross Marvin Scaggs | 1524779 | 4 | 10/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 02/04/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ross Marvin Scaggs | 1524779 | 4 | 06/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Morris | 1616953 | 39 | 02/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Thomas Hickey | 1440056 | 3 | 01/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |