Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Paul Reames | 712401 | 1 | 10/14/2022 | Customer Dispute | Pending | $209,724.00 | $0.00 | See FINRA Report |
| Ryan Christman | 6420254 | 1 | 10/13/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Marie Erkonen | 2915855 | 1 | 08/01/2022 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Tonya Michelle Carros | 3088296 | 1 | 05/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian John Donnelly | 2845011 | 1 | 02/24/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anderson Coombe | 2120683 | 1 | 01/12/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Amanda Marie Gall | 5154424 | 2 | 01/05/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Otto Hain | 4740566 | 1 | 01/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander R Schulke | 6936697 | 1 | 10/24/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Ogier | 2468381 | 1 | 07/23/2021 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |