Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harrison Nathaniel Greene | 5811754 | 1 | 06/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patricia Ann Sparks | 2408194 | 8 | 05/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 8 | 05/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 8 | 05/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 8 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Thornton Norris | 1054381 | 2 | 04/23/2024 | Customer Dispute | Pending | $222,320.00 | $0.00 | See FINRA Report |
| Shawna Joy Hurst | 2664949 | 1 | 02/12/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Schrieber | 1811758 | 1 | 01/13/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard Lee Bingaman | 2467130 | 2 | 01/02/2024 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |
| Amanda Marie Gall | 5154424 | 3 | 08/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |