Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mohamed T Mahamud | 7113654 | 1 | 09/29/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Grant M Reffett | 7138147 | 1 | 10/02/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Amy Ai | 6654994 | 1 | 03/09/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Rebecca C Reeves | 6835052 | 1 | 01/07/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Zachary William Sanctis | 6540950 | 1 | 09/14/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Tyler T Osterloo | 7012737 | 1 | 03/08/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Travis S Wiedmeyer | 6979825 | 6 | 01/17/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Travis S Wiedmeyer | 6979825 | 6 | 11/28/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Travis S Wiedmeyer | 6979825 | 6 | 11/15/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Travis S Wiedmeyer | 6979825 | 6 | 10/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |