Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ryan Christman | 6420254 | 1 | 10/13/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Alexander R Schulke | 6936697 | 1 | 10/24/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Mohamed T. Mahamud | 7113654 | 1 | 09/29/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Grant M Reffett | 7138147 | 1 | 10/02/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Rebecca C Reeves | 6835052 | 1 | 01/07/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Zachary William Sanctis | 6540950 | 1 | 09/14/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Michael Eugene Bauder | 6963843 | 1 | 05/16/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Tawne Ann Wandling | 6194786 | 1 | 06/18/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Thomas J Dickinson | 7349675 | 1 | 10/29/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Andrew Sabel | 6850549 | 1 | 03/13/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |