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FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 54 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ryan Christman6420254110/13/2022CriminalFinal Disposition$0.00$0.00See FINRA Report
Alexander R Schulke6936697110/24/2021CriminalFinal Disposition$0.00$0.00See FINRA Report
Mohamed T. Mahamud7113654109/29/2016CriminalFinal Disposition$0.00$0.00See FINRA Report
Grant M Reffett7138147110/02/2015CriminalFinal Disposition$0.00$0.00See FINRA Report
Rebecca C Reeves6835052101/07/2014CriminalFinal Disposition$0.00$0.00See FINRA Report
Zachary William Sanctis6540950109/14/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
Michael Eugene Bauder6963843105/16/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
Tawne Ann Wandling6194786106/18/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Thomas J Dickinson7349675110/29/2010CriminalFinal Disposition$0.00$0.00See FINRA Report
Andrew Sabel6850549103/13/2010CriminalFinal Disposition$0.00$0.00See FINRA Report

54 Results

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