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FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 58 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mohamed T Mahamud7113654109/29/2016CriminalFinal Disposition$0.00$0.00See FINRA Report
Grant M Reffett7138147110/02/2015CriminalFinal Disposition$0.00$0.00See FINRA Report
Amy Ai6654994103/09/2015CriminalFinal Disposition$0.00$0.00See FINRA Report
Rebecca C Reeves6835052101/07/2014CriminalFinal Disposition$0.00$0.00See FINRA Report
Zachary William Sanctis6540950109/14/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
Tyler T Osterloo7012737103/08/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
Travis S Wiedmeyer6979825601/17/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
Travis S Wiedmeyer6979825611/28/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Travis S Wiedmeyer6979825611/15/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Travis S Wiedmeyer6979825610/05/2011CriminalFinal Disposition$0.00$0.00See FINRA Report

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