Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lucas Nathaniel Harrison | 6204731 | 1 | 08/12/2019 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Nedley | 2439388 | 2 | 11/02/2015 | Customer Dispute | Closed-No Action | $3,000,000.00 | $0.00 | See FINRA Report |
| James Lee Master | 2212907 | 4 | 10/30/2013 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Eric Rejean Pronovost | 2242370 | 1 | 01/26/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Charles Kenneth Woodford | 2319460 | 2 | 09/04/2009 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Michael Hampton Henning | 3257991 | 1 | 12/03/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bruce Michael Yoshida | 1465966 | 2 | 08/26/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Todd Thomas Nethery | 2810404 | 1 | 06/16/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Wilson Knowlton | 1016382 | 1 | 11/01/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Terrence William Hosty | 1221999 | 1 | 10/25/2006 | Customer Dispute | Closed-No Action | $6,466.00 | $0.00 | See FINRA Report |