Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Denny Estes | 4089657 | 3 | 06/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Daniel Krueger | 4229727 | 2 | 12/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Spencer Bradley | 2136435 | 3 | 04/12/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Denny Estes | 4089657 | 3 | 08/17/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| R Parker Griffith | 2200681 | 1 | 07/27/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Gavin Christianson | 1434189 | 2 | 10/16/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Edward Thornberry | 4421406 | 2 | 09/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald David Wallace | 801794 | 1 | 11/06/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Michael Moore | 1064296 | 1 | 08/14/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Jean Richardson | 2604177 | 1 | 08/11/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |