Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael B Barnett | 5792242 | 4 | 06/22/2016 | Customer Dispute | Award / Judgment | $441,339.00 | $0.00 | See FINRA Report |
| Christopher Michael Calvelli | 2970835 | 1 | 11/29/2010 | Customer Dispute | Award / Judgment | $480,775.00 | $75,332.00 | See FINRA Report |
| Craig Olson Nicholson | 1014798 | 3 | 09/24/2009 | Customer Dispute | Award / Judgment | $140,823.00 | $0.00 | See FINRA Report |
| Christian Thomas Clinton | 2301091 | 3 | 07/09/2007 | Customer Dispute | Award / Judgment | $16,930.00 | $10,000.00 | See FINRA Report |
| Richard Dickson Cudahy | 3003440 | 1 | 03/16/2007 | Customer Dispute | Award / Judgment | $300,000.00 | $5,000.00 | See FINRA Report |
| Thomas Michael Linn | 1541502 | 2 | 03/16/2007 | Customer Dispute | Award / Judgment | $300,000.00 | $5,000.00 | See FINRA Report |
| Horace Gordon Owens | 2257354 | 2 | 07/11/2003 | Customer Dispute | Award / Judgment | $300,000.00 | $65,000.00 | See FINRA Report |
| David Solomon Epstein | 1318090 | 2 | 02/07/2003 | Customer Dispute | Award / Judgment | $580,000.00 | $100,000.00 | See FINRA Report |
| Christopher Gerard Didier | 2185918 | 2 | 09/23/2002 | Customer Dispute | Award / Judgment | $188,000.00 | $58,455.80 | See FINRA Report |
| Loren Larry Law | 303876 | 3 | 02/15/2002 | Customer Dispute | Award / Judgment | $264,579.00 | $25,000.00 | See FINRA Report |