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FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 20 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Anderson Coombe2120683101/12/2022Customer DisputeAward / Judgment$0.00$2,625,170.00See FINRA Report
Michael B Barnett5792242406/22/2016Customer DisputeAward / Judgment$441,339.00$0.00See FINRA Report
Christopher Michael Calvelli2970835111/29/2010Customer DisputeAward / Judgment$480,775.00$75,332.00See FINRA Report
Craig Olson Nicholson1014798309/24/2009Customer DisputeAward / Judgment$140,823.00$0.00See FINRA Report
Christian Thomas Clinton2301091307/09/2007Customer DisputeAward / Judgment$16,930.00$10,000.00See FINRA Report
Richard Dickson Cudahy3003440103/16/2007Customer DisputeAward / Judgment$300,000.00$5,000.00See FINRA Report
Thomas Michael Linn1541502203/16/2007Customer DisputeAward / Judgment$300,000.00$5,000.00See FINRA Report
Horace Gordon Owens2257354207/11/2003Customer DisputeAward / Judgment$300,000.00$65,000.00See FINRA Report
David Solomon Epstein1318090202/07/2003Customer DisputeAward / Judgment$580,000.00$100,000.00See FINRA Report
Christopher Gerard Didier2185918209/23/2002Customer DisputeAward / Judgment$188,000.00$58,455.80See FINRA Report

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