Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Ann Sparks | 2408194 | 5 | 06/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 5 | 02/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred John Hassinger | 1632409 | 1 | 11/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 5 | 11/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Johns | 6277151 | 2 | 10/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Johns | 6277151 | 2 | 10/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xochitl Janeth Corona Russell | 7231111 | 1 | 06/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marybeth Cabell | 2943873 | 10 | 05/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marybeth Cabell | 2943873 | 10 | 04/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marybeth Cabell | 2943873 | 10 | 04/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |