Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Ann Sparks | 2408194 | 8 | 05/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 8 | 05/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 8 | 05/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew J Ruplinger | 7388261 | 1 | 06/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Hagan Corbin | 6290904 | 1 | 06/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 8 | 06/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory M Porath | 7690610 | 1 | 05/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Sparks | 2408194 | 8 | 02/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brianna Marie Kvam | 4958094 | 1 | 01/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred John Hassinger | 1632409 | 1 | 11/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |