Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Marie Erkonen | 2915855 | 1 | 08/01/2022 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Brian John Donnelly | 2845011 | 1 | 02/24/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Otto Hain | 4740566 | 1 | 01/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Ogier | 2468381 | 1 | 07/23/2021 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Christina Sass Creech | 4893160 | 1 | 10/19/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dwayne Wesley Powell | 4506137 | 1 | 09/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Michael Shrader | 1562368 | 4 | 06/18/2020 | Customer Dispute | Denied | $24,082.90 | $0.00 | See FINRA Report |
| Jason Paul Stubbings | 3265074 | 1 | 06/17/2020 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Brian Thomas Robinson | 4824605 | 1 | 04/03/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Scott Heidenrich | 2803223 | 1 | 04/22/2019 | Customer Dispute | Denied | $700,000.00 | $0.00 | See FINRA Report |