Our Staff has compiled our research into a database of FINRA Broker Disclosures for Robert W. Baird & Co. Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Thornton Norris | 1054381 | 2 | 04/23/2024 | Customer Dispute | Pending | $222,320.00 | $0.00 | See FINRA Report |
| Robert Lee Schrieber | 1811758 | 1 | 01/13/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard Lee Bingaman | 2467130 | 2 | 01/02/2024 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |
| Kimberly Marie Erkonen | 2915855 | 1 | 08/01/2022 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Brian John Donnelly | 2845011 | 1 | 02/24/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anderson Coombe | 2120683 | 1 | 01/12/2022 | Customer Dispute | Award / Judgment | $0.00 | $2,625,170.00 | See FINRA Report |
| Christopher Otto Hain | 4740566 | 1 | 01/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Ogier | 2468381 | 1 | 07/23/2021 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Christina Sass Creech | 4893160 | 1 | 10/19/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dwayne Wesley Powell | 4506137 | 1 | 09/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |