Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clinton Randolph Wilson | 2954236 | 2 | 11/13/2023 | Customer Dispute | Withdrawn | $4,000,000.00 | $0.00 | See FINRA Report |
| Trevis Clint Rucci | 2635775 | 2 | 03/10/2020 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |
| Jonathan William Burns | 5690912 | 2 | 01/15/2019 | Customer Dispute | Withdrawn | $21,250.00 | $0.00 | See FINRA Report |
| James Harry Cribbs | 2238050 | 1 | 11/28/2016 | Customer Dispute | Withdrawn | $52,491.00 | $0.00 | See FINRA Report |
| Robert Howard Carson | 1013355 | 2 | 07/31/2015 | Customer Dispute | Withdrawn | $5,970.17 | $0.00 | See FINRA Report |
| Michael James Fisette | 4092427 | 3 | 01/08/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Rosalind Wilkins Haith | 2579376 | 2 | 09/14/2012 | Customer Dispute | Withdrawn | $9,051.06 | $0.00 | See FINRA Report |
| John Francis Kloecker | 2637056 | 6 | 08/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Francis Kloecker | 2637056 | 6 | 02/27/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Samantha Huang Lau | 4185373 | 1 | 07/18/2011 | Customer Dispute | Withdrawn | $17,444.20 | $0.00 | See FINRA Report |