Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Lawrence Davis | 3028243 | 3 | 08/09/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Lawrence Davis | 3028243 | 3 | 08/06/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Quincy Washington | 6126180 | 2 | 07/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Quincy Washington | 6126180 | 2 | 07/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teyler Ann London | 6896972 | 1 | 02/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Connor Adam Jurgenson | 7576737 | 1 | 01/15/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cyan Elizabeth Batchelor | 4482682 | 1 | 09/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Cogan Rice | 6724150 | 1 | 07/24/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kristin Marie Frazier | 5213694 | 1 | 07/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Nicole Butler | 7045908 | 3 | 03/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |