Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alisha Wanette Horton | 3002918 | 5 | 08/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alisha Wanette Horton | 3002918 | 5 | 08/15/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Lawrence Davis | 3028243 | 3 | 08/09/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Quincy Washington | 6126180 | 2 | 07/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Quincy Washington | 6126180 | 2 | 07/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha Wanette Horton | 3002918 | 5 | 04/08/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Teyler Ann London | 6896972 | 1 | 02/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Connor Adam Jurgenson | 7576737 | 1 | 01/15/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cyan Elizabeth Batchelor | 4482682 | 1 | 09/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alisha Wanette Horton | 3002918 | 5 | 07/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |