Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Kavell Carter | 4703579 | 2 | 08/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Drake J.D.H.K.N Medeiros | 6226094 | 1 | 07/15/2024 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Estes | 4588902 | 1 | 06/17/2024 | Customer Dispute | Denied | $67,354.60 | $0.00 | See FINRA Report |
| Alison Jean Hamilton | 6398834 | 1 | 06/05/2024 | Customer Dispute | Pending | $251,901.00 | $0.00 | See FINRA Report |
| Earl Haden Hamilton | 2550236 | 2 | 06/05/2024 | Customer Dispute | Pending | $251,901.00 | $0.00 | See FINRA Report |
| Bernard Kai Yip | 2391643 | 1 | 05/31/2024 | Customer Dispute | Denied | $108,712.00 | $0.00 | See FINRA Report |
| Michele Suzanne Nettesheim | 4866891 | 1 | 05/25/2024 | Customer Dispute | Denied | $11,317.30 | $0.00 | See FINRA Report |
| Nicole Noel Middendorf | 3251084 | 2 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Eric Monson | 4166408 | 1 | 04/11/2024 | Customer Dispute | Denied | $5,635.14 | $0.00 | See FINRA Report |
| Bradley Scot Frisk | 5957389 | 2 | 03/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |