Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory C Teschke | 5037784 | 1 | 01/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter Chi-Tseng Chen | 2569849 | 4 | 01/03/2023 | Customer Dispute | Pending | $50,130.00 | $0.00 | See FINRA Report |
| Scott David Hocker | 5187368 | 1 | 12/25/2022 | Customer Dispute | Pending | $25,026.20 | $0.00 | See FINRA Report |
| Frederick Hargnett Thomas | 715862 | 2 | 12/19/2022 | Customer Dispute | Pending | $9,282.13 | $0.00 | See FINRA Report |
| David Edward Ayala | 5575451 | 1 | 12/05/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Robert John Cutrupi | 729537 | 1 | 11/28/2022 | Customer Dispute | Pending | $6,417.09 | $0.00 | See FINRA Report |
| Robert Lee Anderson | 2355813 | 4 | 11/21/2022 | Customer Dispute | Pending | $956,794.00 | $0.00 | See FINRA Report |
| John Eiser Dubel | 4138217 | 1 | 10/27/2022 | Customer Dispute | Pending | $15,579.00 | $0.00 | See FINRA Report |
| Stephen Joseph Hollingsworth | 1328648 | 4 | 10/18/2022 | Customer Dispute | Pending | $762,908.00 | $0.00 | See FINRA Report |
| Jacob Lawrence Fedor | 4135688 | 1 | 08/02/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |