Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blake Sutton | 6461442 | 1 | 07/27/2023 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Arlene Joan Burson | 4343309 | 1 | 12/01/2022 | Customer Dispute | Closed-No Action | $11,530.00 | $0.00 | See FINRA Report |
| Kurt Enoch Chase | 3051215 | 2 | 08/21/2020 | Customer Dispute | Closed-No Action | $42,000.00 | $0.00 | See FINRA Report |
| Eric Matthew Tillotson | 4445703 | 2 | 08/27/2018 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Erick Manuel Miron | 2938591 | 10 | 03/16/2017 | Customer Dispute | Closed-No Action | $9,410.84 | $0.00 | See FINRA Report |
| Jason Christopher Dilauro | 2564787 | 2 | 11/28/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Eldon Johnson | 1412528 | 4 | 07/06/2016 | Customer Dispute | Closed-No Action | $50,771.30 | $0.00 | See FINRA Report |
| Frederick Thomas Greene | 1132141 | 2 | 06/24/2015 | Customer Dispute | Closed-No Action | $395,000.00 | $0.00 | See FINRA Report |
| Brent A Gough | 3026801 | 2 | 08/13/2012 | Customer Dispute | Closed-No Action | $7,400.00 | $0.00 | See FINRA Report |
| Amy D Bush | 2414670 | 1 | 05/08/2012 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |