Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory C Teschke | 5037784 | 1 | 01/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter Chi-Tseng Chen | 2569849 | 4 | 01/03/2023 | Customer Dispute | Pending | $50,130.00 | $0.00 | See FINRA Report |
| Scott David Hocker | 5187368 | 1 | 12/25/2022 | Customer Dispute | Pending | $25,026.20 | $0.00 | See FINRA Report |
| Mark Stephan Trimmer | 1396130 | 6 | 12/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Hargnett Thomas | 715862 | 2 | 12/19/2022 | Customer Dispute | Pending | $9,282.13 | $0.00 | See FINRA Report |
| David Edward Ayala | 5575451 | 1 | 12/05/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Arlene Joan Burson | 4343309 | 1 | 12/01/2022 | Customer Dispute | Closed-No Action | $11,530.00 | $0.00 | See FINRA Report |
| Robert John Cutrupi | 729537 | 1 | 11/28/2022 | Customer Dispute | Pending | $6,417.09 | $0.00 | See FINRA Report |
| Robert Lee Anderson | 2355813 | 4 | 11/21/2022 | Customer Dispute | Pending | $956,794.00 | $0.00 | See FINRA Report |
| Michael Troy Logan | 5500490 | 1 | 11/09/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |