Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Kavell Carter | 4703579 | 2 | 08/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Alisha Wanette Horton | 3002918 | 5 | 08/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alisha Wanette Horton | 3002918 | 5 | 08/15/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Lawrence Davis | 3028243 | 3 | 08/09/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randy Carl Parker | 2288305 | 2 | 08/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Lawrence Davis | 3028243 | 3 | 08/06/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Quincy Washington | 6126180 | 2 | 07/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Drake J.D.H.K.N Medeiros | 6226094 | 1 | 07/15/2024 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Frank Quincy Washington | 6126180 | 2 | 07/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Estes | 4588902 | 1 | 06/17/2024 | Customer Dispute | Denied | $67,354.60 | $0.00 | See FINRA Report |