Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marie E Baker | 6218379 | 1 | 11/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Matthew Luce Montgomery | 5854465 | 1 | 09/28/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Carson | 1013355 | 2 | 09/23/2022 | Customer Dispute | Denied | $8,427.17 | $0.00 | See FINRA Report |
| Casey Thomas Patrick | 3252610 | 1 | 08/29/2022 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| William Clayton Perry | 4850115 | 1 | 07/21/2022 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Trevor Brent Schwartz | 2626699 | 2 | 07/19/2022 | Customer Dispute | Denied | $5,792.07 | $0.00 | See FINRA Report |
| Joseph Mitchell Greenberg | 1276521 | 1 | 07/19/2022 | Customer Dispute | Denied | $145,384.00 | $0.00 | See FINRA Report |
| Ronald James Radner | 5834701 | 3 | 07/14/2022 | Customer Dispute | Denied | $14,215.70 | $0.00 | See FINRA Report |
| Brick Wendell Sturgeon | 2095149 | 1 | 07/05/2022 | Customer Dispute | Denied | $7,501.66 | $0.00 | See FINRA Report |
| John Coleman Ellett | 5556370 | 1 | 07/05/2022 | Customer Dispute | Denied | $7,501.66 | $0.00 | See FINRA Report |