Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Drake J.D.H.K.N Medeiros | 6226094 | 1 | 07/15/2024 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Estes | 4588902 | 1 | 06/17/2024 | Customer Dispute | Denied | $67,354.60 | $0.00 | See FINRA Report |
| Bernard Kai Yip | 2391643 | 1 | 05/31/2024 | Customer Dispute | Denied | $108,712.00 | $0.00 | See FINRA Report |
| Michele Suzanne Nettesheim | 4866891 | 1 | 05/25/2024 | Customer Dispute | Denied | $11,317.30 | $0.00 | See FINRA Report |
| Michael Eric Monson | 4166408 | 1 | 04/11/2024 | Customer Dispute | Denied | $5,635.14 | $0.00 | See FINRA Report |
| Zachary Thomas Musgrave | 6165657 | 1 | 03/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lance Kevin Vainik | 1708526 | 1 | 12/10/2023 | Customer Dispute | Denied | $441,000.00 | $0.00 | See FINRA Report |
| Patricia Boulanger Beckwith | 1317644 | 1 | 11/29/2023 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Peter Anderson | 6180444 | 1 | 10/15/2023 | Customer Dispute | Denied | $29,190.00 | $0.00 | See FINRA Report |
| Sherrill Franklin Young | 4417847 | 1 | 10/11/2023 | Customer Dispute | Denied | $135,000.00 | $0.00 | See FINRA Report |