Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Troy Logan | 5500490 | 1 | 11/09/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bryan Carlos Garcia | 7195405 | 1 | 08/15/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Charles Ruud | 6761002 | 1 | 07/13/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elliott Holmes Johnson | 5632190 | 1 | 12/15/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Holmes Johnson | 2912285 | 2 | 12/15/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Richard Kanner | 4626366 | 2 | 07/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Emily Jean Smith | 6287728 | 1 | 07/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laurie Laffitte Williamson | 2189729 | 1 | 04/25/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Dwayne Beckner | 4027571 | 2 | 04/24/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Andrew Schmitz | 1504838 | 2 | 11/27/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |