Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg Philip Desmarais | 6602147 | 1 | 04/24/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle Grace Swenson | 2949007 | 1 | 11/27/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Troy Logan | 5500490 | 1 | 11/09/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tyler West Hastings | 7144025 | 1 | 03/29/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Charles Ruud | 6761002 | 1 | 07/13/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alex Marcus David | 2421489 | 1 | 03/16/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Richard Kanner | 4626366 | 2 | 07/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laurie Laffitte Alexander | 2189729 | 1 | 04/25/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kai-Ting Cheek | 4500903 | 1 | 07/11/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Courtney MacEjka | 2843752 | 2 | 06/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |