Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Gordon Hyre | 2429707 | 2 | 09/15/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Phillip Kurt Sutton | 4199012 | 2 | 08/22/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew William Rodgers | 2277643 | 1 | 07/26/2023 | Customer Dispute | Settled | $134,953.00 | $0.00 | See FINRA Report |
| Robert Lee Anderson | 2355813 | 4 | 06/16/2023 | Customer Dispute | Settled | $956,794.00 | $0.00 | See FINRA Report |
| King Sutton Cavalier | 5879713 | 2 | 06/14/2023 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Shaun Anthony Jones | 7223957 | 2 | 03/07/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Brad Jason Feldman | 2858061 | 5 | 03/03/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Mark Anthony Albright | 4413263 | 1 | 02/23/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brad Jason Feldman | 2858061 | 5 | 02/17/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicole Faith Narkus | 6187857 | 2 | 12/21/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |