Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Earl Best | 2225091 | 2 | 04/12/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| John Stephen Putnam | 369059 | 7 | 06/26/2006 | Investigation | $0.00 | $0.00 | See FINRA Report |