Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karl Douglas Fisher | 2687222 | 1 | 02/22/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Lily Qian | 4716832 | 2 | 08/05/2020 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Arnold Bruce Kuhs | 2124932 | 2 | 02/22/2019 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Hugo Joseph Bartell | 4444621 | 1 | 11/30/2018 | Customer Dispute | Withdrawn | $99,000.00 | $0.00 | See FINRA Report |
| Eugene Joeseph Rooney | 2370436 | 1 | 09/28/2015 | Customer Dispute | Withdrawn | $47,148.00 | $0.00 | See FINRA Report |
| Dean Salvatore Dignoti | 1501042 | 4 | 10/30/2013 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Paul Hoekstra | 3072354 | 2 | 04/04/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Snow | 718038 | 3 | 04/04/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Bryan Preston Lubitz | 4381244 | 6 | 05/16/2011 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Patrick J Jarzembowski | 2337835 | 4 | 04/06/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |