Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Andrew Deleon | 5451991 | 2 | 12/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rudolpho Julian Cleveland | 6919995 | 3 | 10/13/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Taylor Kramer Herrin | 7668720 | 1 | 09/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory Alfredo Chona | 1643600 | 4 | 08/11/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sahvanh Ann Ford | 6763724 | 1 | 08/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Guarino | 1626169 | 7 | 06/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Edward Horenburg | 2960193 | 1 | 04/09/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark William Kinsella | 5846920 | 2 | 03/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark William Kinsella | 5846920 | 2 | 03/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Lewis | 6381756 | 4 | 12/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |