Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Fox Gottfried | 6752803 | 4 | 07/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Katherine Ann Behrens | 1195645 | 2 | 07/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 06/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 06/30/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Louis Sorrentino | 7521059 | 1 | 06/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Ann Behrens | 1195645 | 2 | 06/11/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter McDonnell McDonnell | 7386264 | 6 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jose Molina III | 4914001 | 2 | 05/16/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Tomani | 7327221 | 1 | 04/23/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Saaior K Awon | 7916282 | 1 | 04/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |