Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Thomas Leone | 4437353 | 1 | 08/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julianne Opet | 7684532 | 1 | 07/31/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edmund Francis Bosse | 1430891 | 1 | 09/09/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan James Brems | 3150910 | 1 | 03/22/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vishal Vibhaker Patel | 4619657 | 3 | 12/16/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vishal Vibhaker Patel | 4619657 | 3 | 09/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Mooney | 5558112 | 3 | 05/27/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Mooney | 5558112 | 3 | 02/04/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Traficante | 1697422 | 1 | 11/20/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Martin Weinstein | 1373062 | 4 | 11/19/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |