Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cody Andrew Klingensmith | 5863838 | 1 | 10/12/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edmund Francis Bosse | 1430891 | 1 | 09/09/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Nadler | 6660890 | 2 | 01/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan James Brems | 3150910 | 1 | 03/22/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Douglas Busch | 6802823 | 1 | 02/25/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Schwarzman | 1644404 | 2 | 02/25/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vishal Vibhaker Patel | 4619657 | 3 | 12/16/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vishal Vibhaker Patel | 4619657 | 3 | 09/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Chrusciel | 1963826 | 3 | 12/16/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Mooney | 5558112 | 3 | 05/27/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |