Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Hiroshi Okimura | 5045233 | 1 | 12/22/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
Jack Anthony Gilson | 7447610 | 2 | 05/20/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Jack Anthony Gilson | 7447610 | 2 | 02/15/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Georgemichael Passas | 6506343 | 2 | 10/22/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Georgemichael Passas | 6506343 | 2 | 10/15/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Gavin Thomas Druse | 7400977 | 1 | 10/12/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John R Dziura | 7353260 | 1 | 03/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Olivia Lyons | 7328806 | 2 | 08/11/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nathan McVay | 7156832 | 1 | 10/31/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Gregory S Dorf | 6095319 | 1 | 08/14/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |