Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesus Ricardo Guerreroalcala | 7667287 | 1 | 02/16/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chandler Fralick | 7804074 | 1 | 11/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin David Cook | 7756104 | 1 | 10/06/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John R Dziura | 7353260 | 1 | 03/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan McVay | 7156832 | 1 | 10/31/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory S Dorf | 6095319 | 1 | 08/14/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Abdelaaziz Ezzaoui | 4683688 | 3 | 07/23/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Michael Coleman | 7303003 | 1 | 11/19/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Davis Small | 6076874 | 1 | 10/28/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Baikov | 7839392 | 1 | 10/19/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |