Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cody Andrew Klingensmith | 5863838 | 1 | 10/12/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Robert Guarino | 1626169 | 7 | 06/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark William Kinsella | 5846920 | 2 | 03/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark William Kinsella | 5846920 | 2 | 03/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Lewis | 6381756 | 4 | 12/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Omari F Thomas | 4080767 | 3 | 12/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaclyn C Deem | 5054390 | 3 | 12/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Micheal Sency | 6930781 | 1 | 11/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaclyn C Deem | 5054390 | 3 | 09/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Olivia Lyons | 7328806 | 2 | 09/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |