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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 64 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Kaitlyn Brie Garrison7217139102/10/2023Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Ryan Bartholomew Lacedonia5658696210/26/2022Customer DisputeClosed-No Action$35,000.00$0.00See FINRA Report
Nathan David Bilotta5374182208/30/2022Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Jonathon Joseph Skalmusky6992141104/17/2022Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Todd James Henderson3268858104/03/2022Customer DisputeClosed-No Action$8,000.00$0.00See FINRA Report
Cameron D Sommer6796993106/02/2020Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Albert Dejonge6797630101/22/2020Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Barney Howard Moore4322338205/02/2019Customer DisputeClosed-No Action$7,772.09$0.00See FINRA Report
Garnet Lyndon Wahlund2685273811/13/2015Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Gregg Adam Gunzburg1897023612/10/2013Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

64 Results

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