Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Rufo | 1160246 | 6 | 12/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Andrew Deleon | 5451991 | 2 | 11/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Stack III | 2466680 | 3 | 10/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Ashby Faxio | 4770886 | 1 | 06/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Stack III | 2466680 | 3 | 04/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Christopher Ketola | 2379606 | 4 | 03/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Earl Darren McNeil | 6291558 | 5 | 02/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Kenneth Moore | 1008788 | 7 | 02/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Anne D'Agostino | 3208694 | 5 | 11/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Martinez | 4966013 | 3 | 10/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |