Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jesse Singh Sandhu | 4519503 | 1 | 03/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mason Richard Coffey | 7685870 | 1 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Irwin Margolies | 1442195 | 3 | 02/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Stack III | 2466680 | 1 | 01/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Maury Strauss | 6817647 | 1 | 12/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Scott Pozzi | 2182693 | 4 | 12/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Roger Ruden | 6138278 | 1 | 07/05/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Todd Blanchard | 2091111 | 2 | 05/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Fred Riesgo | 1089729 | 1 | 04/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mickey Dana Dubberly | 4200897 | 4 | 03/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |