Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Plunkett | 6909586 | 1 | 11/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terrence Leong | 6911655 | 1 | 10/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Andrew Samuelsohn | 7100341 | 1 | 10/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ferdinand Alexander Ruplin | 1651751 | 3 | 10/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Howard Ginsburg | 5285236 | 1 | 09/16/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Kathryn Giardina | 7201977 | 1 | 09/05/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Robert Horney | 7067795 | 1 | 08/28/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tokiko Uchiyama | 5665633 | 2 | 08/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lee Hutchinson | 2918290 | 2 | 08/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robyn Carol Hutchinson | 3161618 | 1 | 08/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |