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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 388 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Tiffany Marie Osman5814116106/21/2024Customer DisputeSettled$5,000.00$0.00See FINRA Report
Adriano J Pisarri5686886103/13/2024Customer DisputeSettled$15,000.00$0.00See FINRA Report
David Stephen Turk2688276311/28/2023Customer DisputeSettled$202,624.00$0.00See FINRA Report
Francis Aloysius Donnelly III2631761311/14/2023Customer DisputeSettled$72,331.00$0.00See FINRA Report
Jamie Theresa Nowakowski4472043505/11/2023Customer DisputeSettled$100,000.00$0.00See FINRA Report
Jesse Alexander Thomas3168447104/18/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Kyle Joseph Lucas5990096202/03/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Scott Alexander Budriss6247604202/03/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Andrew J Krauss6097130101/12/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Jeffrey Martin Tabman2456989301/12/2023Customer DisputeSettled$0.00$0.00See FINRA Report

388 Results

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