Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Tiffany Marie Osman | 5814116 | 1 | 06/21/2024 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Adriano J Pisarri | 5686886 | 1 | 03/13/2024 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
David Stephen Turk | 2688276 | 3 | 11/28/2023 | Customer Dispute | Settled | $202,624.00 | $0.00 | See FINRA Report |
Francis Aloysius Donnelly III | 2631761 | 3 | 11/14/2023 | Customer Dispute | Settled | $72,331.00 | $0.00 | See FINRA Report |
Jamie Theresa Nowakowski | 4472043 | 5 | 05/11/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Jesse Alexander Thomas | 3168447 | 1 | 04/18/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Kyle Joseph Lucas | 5990096 | 2 | 02/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Scott Alexander Budriss | 6247604 | 2 | 02/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Andrew J Krauss | 6097130 | 1 | 01/12/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jeffrey Martin Tabman | 2456989 | 3 | 01/12/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |