Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yanhong Li | 2432128 | 2 | 03/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Denise Marie Madnick | 4970778 | 1 | 09/24/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Victor M Torres | 5919902 | 2 | 09/20/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Gibbs | 3273705 | 6 | 11/21/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christian Myers Wagner | 2095048 | 2 | 05/09/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Henry Briscoe Thomas | 1186107 | 2 | 09/18/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mickey Dana Dubberly | 4200897 | 4 | 08/15/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Irwin Greene | 1229478 | 2 | 02/06/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Richard Schwartz | 1291762 | 1 | 11/10/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Arndt | 1416799 | 1 | 06/25/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |