Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bryan Preston Lubitz | 4381244 | 6 | 01/18/2023 | Customer Dispute | Pending | $139,224.00 | $0.00 | See FINRA Report |
Jeffrey Martin Tabman | 2456989 | 3 | 01/12/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Andrew J Krauss | 6097130 | 1 | 01/12/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Teofilo Tell Gonzalez | 4386670 | 1 | 01/03/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Michael Hiroshi Okimura | 5045233 | 1 | 12/22/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
David Andrew Deleon | 5451991 | 2 | 12/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Alexis Steffanie Resnick | 5365621 | 1 | 12/21/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Michael Anthony Rufo | 1160246 | 6 | 12/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Sam William Walton | 6799030 | 1 | 12/13/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Kenny Joseph Charles | 7280497 | 1 | 12/03/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |