Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose Luis Castillo | 3091302 | 3 | 09/12/2024 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Boruch Gutter | 4709341 | 1 | 08/26/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Leone | 4437353 | 1 | 08/22/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Annette Pelfrey Kitchen | 4417535 | 1 | 08/20/2024 | Customer Dispute | Pending | $350,976.00 | $0.00 | See FINRA Report |
| Norbert Helmut Filian | 2998784 | 3 | 08/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Elisha Weiss | 4785230 | 3 | 08/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Neal Edward Hayias | 854703 | 3 | 08/14/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Arnold Bruce Kuhs | 2124932 | 2 | 08/06/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Raphael Almeida Leite Neto | 6609982 | 1 | 08/02/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Fox Gottfried | 6752803 | 4 | 07/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |