Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Drew Randall Pickard | 2387742 | 5 | 05/09/2022 | Customer Dispute | Settled | $5,200.00 | $0.00 | See FINRA Report |
| Kimberly Rose Brown | 5561854 | 1 | 09/22/2021 | Customer Dispute | Settled | $7,152,540.00 | $0.00 | See FINRA Report |
| Catherine Elizabeth Jeff | 2170564 | 1 | 09/22/2021 | Customer Dispute | Settled | $7,152,540.00 | $0.00 | See FINRA Report |
| Jan Peter Cummins | 718836 | 3 | 05/07/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Arvanites | 706347 | 4 | 03/22/2021 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Kirk Edward Pickell | 2294187 | 3 | 11/27/2020 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Peter Thompson Higgins | 245408 | 7 | 11/20/2020 | Customer Dispute | Settled | $8,277.60 | $0.00 | See FINRA Report |
| Joseph William Waterloo | 2724848 | 1 | 03/09/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harold Bertram Gross | 817550 | 5 | 02/25/2020 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Andrew S Vitek | 2305884 | 3 | 12/11/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |