Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Louis Gebhard | 4584088 | 1 | 04/10/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Susan Aagaard Whitesell | 1554608 | 1 | 10/26/2023 | Customer Dispute | Settled | $11,873.00 | $0.00 | See FINRA Report |
| Robert Thomas Rose | 1980112 | 2 | 02/22/2023 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |
| John F Coleman | 2915050 | 1 | 10/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Begnaud | 865927 | 2 | 03/24/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kimberly Rose Brown | 5561854 | 1 | 09/22/2021 | Customer Dispute | Settled | $7,152,540.00 | $0.00 | See FINRA Report |
| Catherine Elizabeth Jeff | 2170564 | 1 | 09/22/2021 | Customer Dispute | Settled | $7,152,540.00 | $0.00 | See FINRA Report |
| Jan Peter Cummins | 718836 | 4 | 05/07/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Arvanites | 706347 | 4 | 03/22/2021 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Kirk Edward Pickell | 2294187 | 3 | 11/27/2020 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |