Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tammy Elaine Bowman | 2159262 | 2 | 08/12/2024 | Customer Dispute | Pending | $140,000.00 | $0.00 | See FINRA Report |
| William George Harvey | 722249 | 4 | 02/27/2024 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| William Gb Harvey | 2398782 | 4 | 02/27/2024 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| Jonathan Robert Harvey | 4558464 | 3 | 02/27/2024 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Walters | 4892817 | 1 | 10/16/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Suzanne Marie Starrett | 4565569 | 3 | 10/16/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| William Haslett Sewell | 724376 | 2 | 10/04/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Suzanne Marie Starrett | 4565569 | 3 | 09/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Suzanne Marie Starrett | 4565569 | 3 | 09/26/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew David O'Brien | 6580824 | 6 | 01/20/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |