Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Geoffrey Marshall Beringer | 1852782 | 1 | 07/05/2019 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| James L Weinstock | 732928 | 1 | 07/05/2019 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Christopher Godwin Willett | 1064583 | 3 | 01/21/2019 | Customer Dispute | Closed-No Action | $251,042.00 | $0.00 | See FINRA Report |
| Steven Eric Dolgin | 1202513 | 5 | 08/04/2015 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Coraggio | 4684084 | 8 | 02/24/2013 | Customer Dispute | Closed-No Action | $7,382.18 | $0.00 | See FINRA Report |
| Christopher Godwin Willett | 1064583 | 3 | 03/23/2011 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Coraggio | 4684084 | 8 | 02/08/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Graves | 4351078 | 2 | 11/25/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew Reimann Nehrbas | 816949 | 2 | 11/23/2009 | Customer Dispute | Closed-No Action | $2,000,000.00 | $0.00 | See FINRA Report |
| Lee Garner Springer | 4255949 | 3 | 07/30/2009 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |