Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tracey Schusterman | 1432242 | 3 | 08/06/2018 | Customer Dispute | Award / Judgment | $1,072,780.00 | $199,178.00 | See FINRA Report |
| Gregory John Kuhn | 1334946 | 1 | 02/05/2013 | Customer Dispute | Award / Judgment | $0.00 | $10,000.00 | See FINRA Report |
| Craig Allen Lewis | 2264865 | 5 | 12/28/2012 | Customer Dispute | Award / Judgment | $1,236,000.00 | $293,266.00 | See FINRA Report |
| Whitney Staunton Boucher | 2108566 | 4 | 08/07/2012 | Customer Dispute | Award / Judgment | $250,000.00 | $0.00 | See FINRA Report |
| Michael Lee Appelbaum | 1865342 | 2 | 07/09/2012 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |
| Christopher John Squassi | 1920716 | 2 | 04/27/2006 | Customer Dispute | Award / Judgment | $250,000.00 | $120,200.00 | See FINRA Report |
| Gregory John Dupee | 2089880 | 2 | 12/16/2005 | Customer Dispute | Award / Judgment | $150,000.00 | $40,000.00 | See FINRA Report |
| Jack Zotti | 1906898 | 6 | 01/05/2005 | Customer Dispute | Award / Judgment | $125,000.00 | $24,080.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 08/28/2003 | Customer Dispute | Award / Judgment | $147,550.00 | $0.00 | See FINRA Report |
| Peter Lucian Costanzo | 2504371 | 2 | 07/16/2003 | Customer Dispute | Award / Judgment | $450,000.00 | $455,292.00 | See FINRA Report |