Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randolph Kent Liggitt | 2204249 | 1 | 06/12/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lindsay Truluck Walker | 4121436 | 1 | 04/02/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wesley Andrew Pritchett | 2351025 | 2 | 01/17/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Regina Elena Ohlman | 4236023 | 1 | 04/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Ohlman | 1560807 | 1 | 04/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Allen Lewis | 2264865 | 5 | 02/02/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Wayne Shealy | 2434417 | 2 | 06/28/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Reginald Wayman Wilkes | 1850425 | 1 | 11/22/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kirk Stephen Kolligian | 2372119 | 2 | 02/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Andrew May | 1277272 | 1 | 11/02/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |