Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Regina Elena Ohlman | 4236023 | 1 | 04/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Ohlman | 1560807 | 1 | 04/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Allen Lewis | 2264865 | 5 | 02/02/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Wayne Shealy | 2434417 | 2 | 06/28/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Reginald Wayman Wilkes | 1850425 | 1 | 11/22/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kirk Stephen Kolligian | 2372119 | 2 | 02/27/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Andrew May | 1277272 | 1 | 11/02/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Charles Guggenheimer | 1646257 | 3 | 10/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Mina Zaki | 5437015 | 2 | 10/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Howard Fox | 2174128 | 1 | 05/14/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |