Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Frederick Charles Leonard | 5861071 | 1 | 08/25/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
Wesley Andrew Pritchett | 2351025 | 2 | 03/13/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |