Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Frank Lagana | 838523 | 3 | 01/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Allen Lewis | 2264865 | 5 | 07/15/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Niles | 2264883 | 3 | 06/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel David Tidwell | 828885 | 1 | 02/26/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Gayer | 6350432 | 1 | 11/26/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Niles | 2264883 | 3 | 09/04/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Niles | 2264883 | 3 | 02/08/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 03/10/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Canciglia | 3194378 | 10 | 02/24/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Canciglia | 3194378 | 10 | 12/24/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |