Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel David Tidwell | 828885 | 1 | 11/02/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Temple Alan Waltemeyer | 6962378 | 2 | 02/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Temple Alan Waltemeyer | 6962378 | 2 | 11/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Harrington Sandt | 4361592 | 4 | 11/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Harrington Sandt | 4361592 | 4 | 11/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Harrington Sandt | 4361592 | 4 | 10/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Allen Lewis | 2264865 | 5 | 07/15/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Harrington Sandt | 4361592 | 4 | 05/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David O'Brien | 6580824 | 6 | 01/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David O'Brien | 6580824 | 6 | 01/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |