Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Frank Lagana | 838523 | 3 | 01/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Coraggio | 4684084 | 8 | 04/10/2023 | Customer Dispute | Final | $416,000.00 | $0.00 | See FINRA Report |
| Jihaad Abdullah Muhammad | 6299174 | 1 | 02/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Temple Alan Waltemeyer | 6962378 | 2 | 02/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Temple Alan Waltemeyer | 6962378 | 2 | 11/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Harrington Sandt | 4361592 | 4 | 11/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Harrington Sandt | 4361592 | 4 | 11/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Harrington Sandt | 4361592 | 4 | 10/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Allen Lewis | 2264865 | 5 | 07/15/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Harrington Sandt | 4361592 | 4 | 05/24/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |