Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Charles Leonard | 5861071 | 1 | 08/25/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Tammy Elaine Bowman | 2159262 | 2 | 08/12/2024 | Customer Dispute | Pending | $140,000.00 | $0.00 | See FINRA Report |
| Marc Allen Brown | 4269465 | 3 | 07/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Michael Furlong | 2177795 | 5 | 07/18/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc Allen Brown | 4269465 | 3 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randolph Kent Liggitt | 2204249 | 1 | 06/12/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Albert Crittenden | 1190153 | 2 | 05/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc Allen Brown | 4269465 | 3 | 05/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Louis Gebhard | 4584088 | 1 | 04/10/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lindsay Truluck Walker | 4121436 | 1 | 04/02/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |