Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick Charles Leonard | 5861071 | 1 | 08/25/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Wesley Andrew Pritchett | 2351025 | 2 | 03/13/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Sean Condon | 7588296 | 1 | 07/06/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Helen Stovall Bueno | 850626 | 1 | 02/23/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura N Byrne | 6352951 | 1 | 08/25/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Marie Williams | 5967634 | 1 | 03/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jordan Grace Higgins | 6202496 | 1 | 09/25/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Owen Gaddis | 7149735 | 1 | 09/27/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Reese | 5482163 | 1 | 11/17/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Albert Patrick Pierce | 5906288 | 1 | 08/29/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |