Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Tammy Elaine Bowman | 2159262 | 2 | 08/12/2024 | Customer Dispute | Pending | $140,000.00 | $0.00 | See FINRA Report |
Paul Michael Furlong | 2177795 | 5 | 07/18/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Richard Albert Crittenden | 1190153 | 2 | 05/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Louis Gebhard | 4584088 | 1 | 04/10/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
William George Harvey | 722249 | 4 | 02/27/2024 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
William Gb Harvey | 2398782 | 4 | 02/27/2024 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
Jonathan Robert Harvey | 4558464 | 3 | 02/27/2024 | Customer Dispute | Pending | $499,000.00 | $0.00 | See FINRA Report |
Christopher Joseph Munafo | 1336979 | 1 | 02/26/2024 | Customer Dispute | Denied | $9,475.87 | $0.00 | See FINRA Report |
Tamara A Lee | 5759244 | 1 | 02/20/2024 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
John Louis Corello | 1407750 | 1 | 12/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |