Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Jamison Loudenback | 4747512 | 2 | 01/24/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kathy Leanne Rosado | 2810480 | 2 | 07/23/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kathy Leanne Rosado | 2810480 | 2 | 11/07/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Placido Rodriguez | 2001875 | 5 | 11/22/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Wade Waller | 4311132 | 1 | 06/06/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Derek Jamison Loudenback | 4747512 | 2 | 06/04/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Placido Rodriguez | 2001875 | 5 | 12/18/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Hilton Burke | 2527342 | 1 | 08/09/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Renee Lynn Coil | 3044399 | 5 | 07/30/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Petrillo | 1752606 | 2 | 05/05/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |