Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Arnold Moeller | 6007122 | 2 | 05/24/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Casey Lane Skrabanek | 6903293 | 1 | 04/16/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Devon Arquette | 7616818 | 1 | 01/16/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Hassinger | 7312326 | 1 | 01/30/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Candace Leigh Johnson | 6916470 | 2 | 12/05/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Dubose | 7071291 | 1 | 01/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark T Steitz | 6626361 | 1 | 04/23/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bailey Alan Rihner | 6897925 | 1 | 10/05/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Lisnock | 7242288 | 3 | 04/01/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher J Young | 6015240 | 1 | 05/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |