Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| McKenlee Derrick Randolph | 6781262 | 3 | 01/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Stephen Wise | 7207145 | 1 | 12/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gentry Arnette | 5889469 | 1 | 12/09/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Newton Smith | 1988190 | 3 | 04/20/2020 | Customer Dispute | Pending | $20,677.10 | $0.00 | See FINRA Report |
| Anna Lauren Jacoby | 6928672 | 3 | 09/01/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anna Lauren Jacoby | 6928672 | 3 | 09/01/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |